Materiality Consultation Websites
FINOP Services | Financial Operations and Compliance | Brokerage Consu
Outsourcing FINOP Services allows firms to focus on their core business, and ensures accuracy and compliance in the financial department. Brokerage Consulting Group offers a variety of financial services packages designed to help firms comply with SEC and FINRA financial responsibility rules and requirements.
18,064,050
$
8.95
AML Audit Services | Broker Dealer Services | Brokerage Consulting Gro
The Brokerage Consulting Group offers Anti-Money Laundering (AML) Audit Services, FINRA Rule 3120 Reviews, Branch Office Audits, FINRA Exam Preparation and more. The USA PATRIOT Act of 2001 requires that all securities firms establish an Anti-Money Laundering Compliance Program to prevent and detect the act of money la
Not Applicable
$
8.95
